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Senior Managers Regime: Fit and Proper
Understand the FCA's fitness and propriety requirements for senior managers, the approval process, and your obligations under the Senior Managers Regime.
1 modules, 1 lessons~7 minutes80% pass mark4 flipcards, 1 scenario
CPD Aligned
This course provides general guidance on the Senior Managers Regime. Firms should consult the FCA Handbook for specific requirements applicable to their firm type.
What you will learn
- Explain the FCA's fitness and propriety requirements for senior managers
- Describe the approval process for Senior Management Functions
- Identify the ongoing obligations of approved senior managers
- Understand what happens if a senior manager fails to meet fitness and propriety standards
Who is this for?
Current and prospective senior managers, compliance officers, and HR teams at FCA-regulated firms involved in the SMCR approval process
Course details
Duration~7 min
Modules1
Lessons1
Pass mark80%
CertificateYes
CPD Hours0.1
Jurisdiction
United Kingdom - FCA Senior Managers and Certification Regime (SMCR)
Course Modules
1
Fitness, Propriety, and Approval
~7 minThe requirements for being approved as a senior manager
The Approval Process and Fit & Proper Test
AudioVisualFlipcardsScenario
Assessment - 4 questions
Total Questions
4
Pass Mark
80%
Audio
1/1
Certificate
Yes
v1.0.0 | Updated 2026-07-01 | Sources verified 2026-07-01
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