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Client Assets (CASS) Essentials
Understand the FCA's Client Assets Sourcebook (CASS) rules for firms that hold or control client money and custody assets.
1 modules, 2 lessons~8 minutes80% pass mark8 flipcards, 2 scenarios
CPD Aligned
This course provides general guidance on CASS requirements. Firms should refer to the FCA Handbook and seek professional advice for their specific obligations.
What you will learn
- Explain why the FCA requires firms to segregate client assets from their own
- Identify the key CASS chapters and which obligations apply to your firm
- Describe the reconciliation and record-keeping requirements under CASS
- Recognise the consequences of CASS failures including FCA enforcement action
Who is this for?
Compliance officers, operations staff, and anyone involved in handling client money or custody assets at FCA-authorised firms
Course details
Duration~8 min
Modules1
Lessons2
Pass mark80%
CertificateYes
CPD Hours0.1
Jurisdiction
United Kingdom - Financial Conduct Authority (FCA) regulated firms
Course Modules
1
Client Assets Fundamentals
~8 minWhy CASS exists and what it requires of FCA-authorised firms
Why Client Asset Protection Matters
AudioVisualFlipcardsScenario
Reconciliation and Oversight
AudioVisualFlipcardsScenario
Assessment - 5 questions
Total Questions
5
Pass Mark
80%
Audio
2/2
Certificate
Yes
v1.0.0 | Updated 2026-07-01 | Sources verified 2026-07-01
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