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MiFID II Essentials
Understand the key requirements of MiFID II for investment firms: best execution, client categorisation, suitability, conflicts of interest, and transaction reporting.
1 modules, 1 lessons~8 minutes80% pass mark4 flipcards, 1 scenario
CPD Aligned
This course provides general guidance on MiFID II requirements. Investment firms should seek specialist compliance advice for their specific obligations.
What you will learn
- Explain the purpose and scope of MiFID II and which firms it applies to
- Describe the key investor protection requirements including suitability and appropriateness
- Understand best execution obligations and how they protect clients
- Identify the transparency and reporting requirements under MiFID II
Who is this for?
Staff at investment firms, wealth managers, asset managers, and banks providing investment services, particularly those in advisory, dealing, and compliance roles
Course details
Duration~8 min
Modules1
Lessons1
Pass mark80%
CertificateYes
CPD Hours0.1
Jurisdiction
United Kingdom - MiFID II as retained in UK law (onshored), FCA Handbook COBS and MiFID Org Reg
Course Modules
1
MiFID II Key Requirements
~8 minUnderstanding investor protection and market transparency under MiFID II
Investor Protection and Best Execution
AudioVisualFlipcardsScenario
Assessment - 5 questions
Total Questions
5
Pass Mark
80%
Audio
1/1
Certificate
Yes
v1.0.0 | Updated 2026-07-01 | Sources verified 2026-07-01
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