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FCA Principles for Businesses
Learn the 12 FCA Principles that form the foundation of UK financial regulation. Every regulated firm and employee must understand these core obligations.
1 modules, 1 lessons~10 minutes80% pass mark4 flipcards, 1 scenario
CPD Aligned
This course covers the FCA Principles for Businesses. Your firm may have additional conduct standards. Check your compliance manual.
What you will learn
- List and explain the 12 FCA Principles for Businesses
- Understand how principles underpin all FCA regulation
- Recognise when your actions might breach a principle
- Know the relationship between principles and detailed rules
Who is this for?
All staff in FCA-regulated firms
Course details
Duration~10 min
Modules1
Lessons1
Pass mark80%
CertificateYes
CPD Hours0.2
Jurisdiction
UK (FCA Principles for Businesses, applicable to all FCA-regulated firms)
Course Modules
1
The 12 FCA Principles
~10 minThe foundation of financial regulation
The FCA Principles for Businesses
AudioVisualFlipcardsScenario
Assessment - 4 questions
Total Questions
4
Pass Mark
80%
Audio
1/1
Certificate
Yes
v1.0.0 | Updated 2026-07-01 | Sources verified 2026-07-01
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